Rule Twelve
Special Rules for The Documentary Awards

I. Definition
1. An eligible documentary film is defined as a theatrically released non-fiction motion picture dealing creatively with cultural, artistic, historical, social, scientific, economic or other subjects. It may be photographed in actual occurrence, or may employ partial re-enactment, stock footage, stills, animation, stop-motion or other techniques, as long as the emphasis is on fact and not on fiction.

2. A film that is primarily a promotional film, a purely technical instructional film or an essentially unfiltered record of a performance will not be considered eligible for consideration for the Documentary awards.

II. Categories
The Documentary Awards are divided into two categories: 1. Documentary Feature - films more than 40 minutes in running time, and 2. Documentary Short Subject - films 40 minutes or less (including all credits) in running time.

III. Eligibility
1. To be eligible for award consideration for the 2002 awards year, a documentary film must qualify (within two years of the film's completion date) between November 1, 2001 and September 30, 2002.

Documentary Features must qualify via Theatrical Exhibition only. Documentary Short Subjects may qualify via Theatrical Exhibition or a Competitive Film Festival. a) THEATRICAL EXHIBITION (for both categories of Features and Short Subjects):

1) The film must be publicly exhibited by means of 16mm, 35mm or 70mm film or in a 24-frame progressive scan digital format (minimum native resolution 1280 by 1024 pixels), delivered to the screen by an image and sound file format suitable for existing digital cinema sites for paid admission in a commercial motion picture theater in either Los Angeles County or the Borough of Manhattan in New York for a run of at least seven consecutive days. All screenings of the film must begin between 10:00 AM and midnight. 2) The Academy documentary office requires the submission of the screening information form before the theatrical exhibition run begins; and, upon completion of the run, a letter of validation from the exhibitor must be filed with the Academy office (no later than October 1, 2002, 5:00 PM PDT ). 3) Public notification of the seven day exhibition will be required in the form of paid advertising on the film page of a major newspaper. The ad copy must contain the dates, title and screening times of the film. The ad may either stand alone or appear in combination with the title of another film playing on the same bill. Only one ad is required if it covers all seven days of the qualifying run.

b) COMPETITIVE FILM FESTIVAL (for Documentary Short Subjects only):

A Documentary Short may have participated in a "recognized" competitive film festival and MUST HAVE WON THE BEST DOCUMENTARY SHORT AWARD (or its equivalent). Proof of award must be submitted with the film. "Recognized" competitive film festivals comprise those film festivals on the Academy's Documentary Short Subject Award Festivals List which may be obtained from the Academy.

2. No television or internet transmission shall occur at any time prior to, or within the six months following, the first day of the qualifying run or the festival win. Any documentary which is transmitted anywhere in the world in any version as a television or internet program within that period will automatically be disqualified from award eligibility.

3. Only individual documentary films will be considered eligible. This excludes from consideration:

a) episodes extracted from a larger theme series, b) segments taken from a single "composite" program, c) alternate versions of ineligible films (short or feature-length), and d) short subject documentaries created from materials substantially taken from or cut down from feature length documentaries.

4. Significant dialogue or narration must be in English, or the film must have English subtitles.

IV. Submission
1. The film submitted to the Academy must be a composite film print in 16mm or 35mm, or 70mm (can be double system) or the 24-frame progressive scan digital format, and must be identical in format, content and length to the publicly exhibited or festival-winning film. All submissions must be accompanied by a synopsis of the film's subject written in English, as well as other credit information. In addition, fifteen VHS videocassettes of the final product, without trailers or other extraneous content, must be submitted. These materials should be marked "Documentary Entry" and shipped PREPAID to the Academy of Motion Picture Arts and Sciences, 8949 Wilshire Boulevard, Beverly Hills, CA 90211-1972.

2. THE DEADLINE FOR RECEIVING THE ENTRY FORM, SYNOPSIS, THEATRICAL EXHIBITION PLAN, CREDITS LIST, FILMOGRAPHIES, STILLS, VIDEOCASSETTES AND PROOF OF QUALIFYING IS TUESDAY, OCTOBER 1, 2002, 5:00 PM PDT. FOREIGN ENTRIES MUST ALSO COMPLY WITH THIS RULE.

3. a) For films that reach the semi-final round of voting, 25 additional videocassettes and two film prints will be required to facilitate further voting. The deadline for delivery to the Academy of these additional materials are: for Short Subjects, Monday, November 18, 2002; for Features, Thursday, January 2, 2003.

b) The submitted films will be retained by the Academy until the voting process is completed and will not be loaned to anyone outside the Academy during the voting process. One videocassette will be retained for the Academy's archives to document the entry. Films not chosen as nominations for final balloting, as well as those found to be ineligible in this category, will be returned to the sender at Academy expense. Academy Bylaws (Article VIII, Section 6.) state that "Every award shall be conditioned upon the delivery to the Academy of one print of every film nominated for final balloting ... such print shall become the property of the Academy, with the proviso, however, that the Academy shall not use such print for commercial gain." THE ACADEMY WILL RETAIN FOR ITS ARCHIVES ONE PRINT OF EVERY FILM CHOSEN AS A NOMINATION FOR FINAL BALLOTING ON THE DOCUMENTARY AWARDS.

4. It is intended that the documentary award statuette be presented on behalf of the entire film to the individual(s) most involved in the key creative aspects of the filmmaking process and most responsible for the film's excellence. To this end, receipt of a statuette shall be limited to two persons, one of whom must be the credited director who exercised directorial control, and the other of whom must have a producer or director credit. If a producer is named, that person must have performed a major portion of the producer functions in the following five areas: acquisition and development; pre-production; production; post-production; marketing and distribution (see "Documentary Producer Definition," obtainable from the Academy). Production companies or persons with the screen credit of executive producer, co-producer, associate producer, produced in association with, or any credit other than that of director or producer, shall not be eligible to receive a statuette on behalf of the film. In the case of a dispute, the Documentary Branch Executive Committee, appointed each year, shall determine and resolve all questions.

5. Films submitted for Documentary Awards consideration may also qualify for Academy Awards in other categories if they meet the specified requirements. However, documentaries may not qualify for the Best Short Films categories, nor will any film submitted for the documentary award be eligible for consideration in any category in subsequent awards years.

V. Voting
1. All eligible documentaries will be screened for Documentary Branch Screening Committees. The Preliminary Screening and Semi-Final Committees will be made up of active and life members of the Documentary Branch who serve on a volunteer basis.

2. Nominations will be determined by an averaged point system of voting using 10, 9.5, 9, 8.5, 8, 7.5, 7, 6.5 or 6. Those films receiving an average score of 8.0 or more shall be eligible for nomination. However, there may not be more than five nor fewer than three nominations. Final voting shall be restricted to active and life Academy members who have viewed all of the nominated achievements in a theatrical setting. Viewing Documentary entries on videocassette will NOT qualify a member for voting purposes in the Final voting stage of these categories, with the exception of Screening Committee members who have participated in the Preliminary and/or Semi-Final voting process.

3. The Documentary Branch Executive Committee shall determine and resolve all questions of eligibility or submissions for this year. Additional or altered viewing procedures may be issued to accommodate such annual factors as the number of entries, total viewing hours, size of viewing groups, available venues, or other considerations.

VI. Advertising / Publicity
Only films which receive nominations or Awards may refer to their Academy endorsements in advertising and publicity materials. A film which is selected for inclusion in the Semi-Final round competition may not identify itself as an "Academy Award Finalist," "Academy Award Short-list Film" or the like. Nominated or Award-winning short documentaries which are subsequently modified to run longer than 40 minutes may not be advertised as Academy Award-nominated or -winning pictures.